SEC Freezes Trading Of 26 Microcap Securities
The action is part of the SEC's increased efforts to combat fraud involving microcap securities, most of which are not traded on the major exchanges. The suspensions were the first action taken by the recently formed microcap fraud working group of the SEC's Enforcement Division.
“Keeping this tier of the market...
To view the full article, register now.
Try Law360 FREE for seven days
Already a subscriber? Click here to login