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SEC Official Says Many PE Firms Are Violating Fee Rules

By Ed Beeson (May 6, 2014, 8:50 PM EDT) -- More than half of all private equity advisers examined so far under a new U.S. Securities and Exchange Commission initiative appear to be violating laws or have material weaknesses around how they assess fees and expenses on clients, the director of the agency's Office of Compliance Inspections and Examinations said on Tuesday....

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