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Law360's SEC Survival Guide: Approaching The Agency

Law360, New York (July 28, 2014, 8:16 PM EDT) -- The moment a company realizes it may have a securities law violation on its hands is crucial, especially for its attorneys. They must promptly take control and start preparing their client to contact the last person any CEO wants to call: an enforcement official at the U.S. Securities and Exchange Commission.

All this week, Law360 is speaking with defense counsel on how they guide their clients through the difficult and treacherous road of an SEC investigation, with an eye on some of the best practices to follow and pitfalls to avoid.

The story starts at the beginning, when outside counsel’s phone...

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