Try our Advanced Search for more refined results

Expert Analysis

A Renewed Fight Over SEC's Admin Forum Constitutionality

Law360, New York (October 9, 2014, 10:30 AM EDT) -- The U.S. Securities and Exchange Commission's ability to bring enforcement actions before its own administrative law judges seemed settled — though it still rankled the defense bar. Then Congress passed Dodd-Frank § 929P(a) in 2010, which expanded the SEC's administrative jurisdiction to reach respondents it didn't regulate directly and to impose civil monetary penalties — both previously required enforcement staff to sue in federal court. Those new provisions rekindled arguments that the SEC's administrative enforcement provisions are not constitutional....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections

Law Firms

Companies

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!