FINRA Charges Wedbush, Reps With Fabricating Docs

By Ed Beeson (December 22, 2014, 5:22 PM EST) -- The Financial Industry Regulatory Authority has charged Wedbush Securities Inc. and three individuals over fabricated documents submitted to the regulator in response to a sweep examinations of its municipal securities supervision, the latest enforcement action to hit the Los Angeles-based broker-dealer....

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