Ex-Wells Fargo Analyst To Settle SEC In-House Trading Case

Law360, New York (March 27, 2015, 5:50 PM EDT) -- Just days before his scheduled administrative court hearing, a former Wells Fargo analyst has agreed in principle to settle the U.S. Securities and Exchange Commission’s administrative charges he engaged in insider trading by giving one of the firm’s traders early access to his research, according to documents filed Friday.

In a short order, SEC Administrative Law Judge Jason S. Patil agreed to stay the case against Gregory T. Bolan Jr., saying he had received a motion from both parties that they had “reached an agreement in principle to a settlement on all major terms.”

Sam Lieberman, counsel for Bolan, declined to...

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