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Expert Analysis

FINRA Relaxes Restrictions On Related Performance Info

Law360, New York ( June 5, 2015, 1:05 PM EDT) -- On May 12, 2015, the Financial Industry Regulatory Authority issued an interpretive letter[1] permitting the use of related performance information (as defined below) in communications distributed solely to institutional investors regarding registered funds. Related performance information is defined as the actual performance of all separate or private accounts or funds that have (1) substantially similar investment policies, objectives and strategies, and (2) are currently managed or were previously managed by the same adviser or subadviser that manages the registered fund that is the subject of the communication....

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