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SEC Finds Broker-Dealer In Violation Of Patriot Act

By Erin Coe ( May 22, 2006, 12:00 AM EDT) -- In its first enforcement action under the U.S. Patriot Act, the U.S. Securities and Exchange Commission charged Los Angeles broker-dealer Cromwell Weedon & Co. on Monday for neglecting to properly document its customer identification procedures....

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