What Compliance Officials Must Know About Market Screening

Law360, New York (September 29, 2015, 4:41 PM EDT) -- Competition authorities and regulatory bodies are resolute in encouraging companies to beef up their corporate compliance programs. In the Libor investigation, for example, the U.S. Department of Justice required Barclays PLC and other banks to "maintain or develop monitoring systems or electronic exception reporting systems that identify possible improper or unsubstantiated submissions." [1] Similar agreements were reached between various banks and the U.S. Commodity Futures Trading Commission. In the recent forex investigation, the DOJ took notice of Barclays' efforts and stated in its plea agreement: "The parties further agree that the Recommended Sentence is sufficient ... in considering, among other factors, the substantial improvements to the defendant's compliance and remediation program to prevent recurrence of the charged offense."...

Stay ahead of the curve

In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.

  • Access to case data within articles (numbers, filings, courts, nature of suit, and more.)
  • Access to attached documents such as briefs, petitions, complaints, decisions, motions, etc.
  • Create custom alerts for specific article and case topics and so much more!


Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!