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Expert Analysis

SEC Enforcement By The Numbers

Law360, New York (March 8, 2016, 10:05 AM EST) -- Fans of Steve Martin's classic 1979 comedy "The Jerk" undoubtedly recall his character's delight at learning his number had been listed in the phone book. "I'm somebody now! Millions of people look at this book every day!" As an SEC nerd, I derive similarly embarrassing excitement from the annual publication of the U.S. Securities and Exchange Commission's enforcement statistics. While the agency announces an overview of its results in October, following the close of the government's Sept. 30 fiscal year, the more detailed report always takes a few additional months, but provides an abundance of insights into the Enforcement Division's priorities.[1]...

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