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Investment Bank's Dicey Emails Fetch $900K FINRA Fine

By Dani Kass (May 11, 2016, 2:28 PM EDT) -- Stephens Inc. will pay the Financial Industry Regulatory Authority $900,000 to settle claims that the investment banking and private equity firm sent out mass internal emails with nonpublic information, which employees could then misuse for unfair trading, the regulator said Wednesday....

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