Bank Leumi To Pay $1.5M For Cross-Border Securities Work
By William Gorta ( October 18, 2016, 8:15 PM EDT) -- Bank Leumi agreed to pay a penalty of $1.5 million and admit the error of its ways to settle a case before the U.S. Securities and Exchange Commission that alleged the Israel-based bank illicitly provided investment advice and induced cross-border securities transactions for U.S. customers for more than a decade, according to an SEC order....
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