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Toward A Culture Of Continuous Cybersecurity

Law360, New York (August 10, 2017, 11:19 AM EDT) -- The U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations this week posted a risk alert highlighting the results of its Cybersecurity 2 Initiative, which reveals a critical cybersecurity truth: effective cybersecurity is not a matter of one-and-done, but rather a senior-management-led cultural shift toward a holistic, proactive, risk-based and well-practiced cyber strategy.

Significant Progress

The good news is that of the 75 examined firms, including broker-dealers, investment advisers and investment companies (“funds”), OCIE found increased cybersecurity preparedness since its 2014 Cybersecurity 1 Initiative....
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