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SEC Fines Adviser For Overcharging Oil, Gas Funds

By Adam Rhodes (August 14, 2017, 7:26 PM EDT) -- The U.S. Securities and Exchange Commission has ordered an investment adviser to repay its clients $2.2 million and fined the firm and its managing partner after settling claims that they had overcharged clients for management fees and expenses by failing to disclose how they calculated them....

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