Microcap Finance Co. Pays $4.4M In SEC Settlement

By Carmen Germaine (August 22, 2017, 5:27 PM EDT) -- Ironridge Global Partners LLC agreed to pay $4.4 million in disgorgement to settle the U.S. Securities and Exchange Commission's claims it acted as an unregistered broker while distributing billions of microcap shares, reaching the deal after first challenging the constitutionality of the SEC's court....

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