SEC, Ex-Fidelity Director Settle Insider Trading Case
J. Thomas Talbot has agreed to turn over $94,797 in profits and interest and pay a $135,762 civil penalty to settle the case, according to a final judgment entered Friday in the U.S. District Court for the Central District of California.
The U.S. Securities and Exchange Commission had accused Talbot...
To view the full article, register now.
Try Law360 FREE for seven days
Already a subscriber? Click here to login