Judge Pushes SEC To Come To Terms With Dewey Duo

Law360, New York (September 15, 2017, 1:43 PM EDT) -- U.S. District Judge Valerie E. Caproni prodded the U.S. Securities and Exchange Commission on Friday to “swallow hard” and decide on whether to settle fraud claims against ex-Dewey & LeBoeuf LLP chief financial officer Joel Sanders and Stephen DiCarmine, the fallen firm's former executive director.

The SEC has unresolved claims against ex-Dewey executives Stephen DiCarmine, left, and Joel Sanders. (Cara Salvatore | Law360) Sanders, convicted in May of fraud in a criminal re-trial, and DiCarmine, who was acquitted, are the last two defendants in the commission's...
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Case Information

Case Title

Securities and Exchange Commission v. Davis et al


Case Number

1:14-cv-01528

Court

New York Southern

Nature of Suit

Securities/Commodities

Judge

Valerie E. Caproni

Date Filed

March 6, 2014

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