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DC Circ. Partially Remands Barred Broker's Appeal To SEC

By Tom Zanki (October 13, 2017, 5:38 PM EDT) -- The D.C. Circuit on Friday partially remanded a former Penn Mutual Life Insurance Co. broker-dealer's appeal of a lifetime ban by the Financial Industry Regulatory Authority for filing false expense reports, asking the U.S. Securities and Exchange Commission to consider whether the punishment was excessive....

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