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Law360's SEC Survival Guide: The Wells Notice And Beyond

By Stephanie Russell-Kraft (July 31, 2014, 7:26 PM EDT) -- It's one of the most dreaded plays in the U.S. Securities and Exchange Commission's enforcement book: the Wells notice. But just because the agency has indicated it's ready to bring an enforcement action against a company, it doesn't mean defense counsel should immediately enter trial mode — there are still other moves to be made....

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