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Expert Analysis

Jay Clayton's Enforcement Philosophy

By Lou Mejia (July 26, 2017, 11:26 AM EDT) -- In a recent speech to the Economic Club of New York, U.S. Securities and Exchange Commission Chairman Jay Clayton provided his perspective and the principles that will guide him in his chairmanship.[1] While Clayton addressed a number of topics, including capital formation and market structure, his comments offer a window into his views on the role of the enforcement division, his enforcement philosophy, and what we can expect to see in terms of enforcement priorities....

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