We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close

Credit Suisse Fined $5M By Hong Kong Securities Regulator

Law360 (February 8, 2018, 5:53 PM EST) -- Hong Kong’s Securities and Futures Commission has fined three Credit Suisse entities a total of HK$39.3 million ($5 million) for various internal control failures, the agency said Thursday.

The SFC will...
To view the full article, register now.
Law360 Pro Say Podcast
Check out Law360's new podcast, Pro Say, which offers a weekly recap of both the biggest stories and hidden gems from the world of law.