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Analysis

6 Questions As SEC Eyes New Standards For Broker Conduct

By Ed Beeson (April 16, 2018, 9:20 PM EDT) -- The U.S. Securities and Exchange Commission this week is set to unveil a long-awaited plan to hold brokers to a higher standard of care when dealing with mom-and-pop investors, but it remains to be seen if the agency's efforts will please those who've been waiting years for it to act....

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