Try our Advanced Search for more refined results

Morgan Stanley To Pay SEC $5M Over Wrap Fee Accounts

By Reenat Sinay (May 12, 2020, 10:59 AM EDT) -- Morgan Stanley Smith Barney LLC will fork over a $5 million fine to the U.S. Securities and Exchange Commission to resolve claims that it misled some retail investors about fees for brokerage services and investment advice, according to an administrative order filed Tuesday....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Attached Documents

Related Sections

Law Firms

Companies

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!