CFTC Plugs 'Transparency' Of Corporate Compliance Memo

By Al Barbarino (September 10, 2020, 5:53 PM EDT) -- The U.S. Commodity Futures Trading Commission issued a new three-page guidance on Thursday that provides a "risk-based" framework for staff to review corporate compliance programs, part of an ongoing campaign from the agency to highlight its efforts to promote the transparency of its examination and enforcement strategies....

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