Try our Advanced Search for more refined results
Capital Markets - April, 2017
223 articles
- Delfasco Can't Buy Bankrupt Conco Until 2019, 6th Circ. Says
- US Investors In Chinese Online Lender Fight To Preserve Suit
- 6 Cos. Price IPOs Totaling $1B To Conclude Flurry Of Deals
- Flawed Analyses Undermine Gold Price-Fixing Suit, Banks Say
- FINRA Charges Broker Over Misleading Offering Docs
- Banking Giants Hit With Indirect Investors' Forex Rig Suit
- PE-Backers Unloading $521M Stake In Extended Stay
- 5 Firms Set To Launch May With 6 IPOs Surpassing $1.7B
- OCC Chief Says Fintech Charter Fight May Stifle Innovation
- 2nd Circ. May Clarify 5th Amendment Issue In Libor Case
- Health Hires: 8 Firms Add Health, Life Sciences Experts
- Dems Blast House GOP Dodd-Frank Rollback Efforts
- The Mediator's Proposal As A Tool For Litigants
- Nomura Trader Seeks Split From Conspirators In RMBS Case
- ITG Can't Duck Fraud Suit Over 'Project Omega' Trading
- Broker Settles SEC Charges Over Short-Selling Violations
- Gibson Dunn Adds 6 Energy Partners In Houston
- NY Law Sinks RICO Claims In Appeal In Hedge Fund Suit
- K&L Gates Gains Ex-Crowell Securities Brokerage Pro In NY
- OCC May Face Trouble Defeating States' Fintech Charter Suit
- Singapore Rate-Rigging Suit Sent Back To Drawing Board
- PE-Backed Retailer, UK Biotech Price IPOs Totaling $263M
- India Can't Split Cairn's $4.4B Tax Arbitration
- Surge Of Blank Check Cos. To Oil Patch Won't Last
- Expectations After The Trump Administration's First 100 Days
- KBL Merger Files $100M IPO To Pursue Health Care Buy
- Investors Say Ambac Can't Shed Puerto Rican Bonds Suit
- 4 Firms Guide TransUnion's 16.5M-Share Secondary Offering
- High Court Asked To Review Dodd-Frank Whistleblower Rule
- Stock Drop Not Caused By Misrepresentations, Fitbit Says
- Dodd-Frank Rewrite Makes Minor Tweaks To Capital-Raising
- Ex-RMBS Trader Jesse Litvak Again Sentenced To 2 Years
- State Bank Regulators Sue To Stop OCC Fintech Charters
- The Challenges For CEA Price Manipulation Plaintiffs
- House Dems Seek To Slow GOP Dodd-Frank Repeal
- FINRA, DTC Want Suit Over Bankruptcy Distribution Killed
- BlackRock Pays $1.5M Over Russian ETF Violations
- KKR-Backed REIT Sets Terms For $210M IPO
- Real Estate Rumors: Blackstone, Boston Properties, Pinnacle
- The 9-Year Winning Streak Of Virginia 'Rocket Docket'
- CFTC Says Trade Advisers Can Use 3rd-Party Recordkeepers
- House GOP's Dodd-Frank Overhaul Could Muzzle Regulators
- Swaps Buyers Say Morgan Stanley Slow-Walking ISDAfix Docs
- PE-Backed TPG Real Estate Finance Files $100M IPO
- SEC Hands Nearly $4M Award To Whistleblower
- Produce Giant Dole Eyes Return To IPO Market
- Feds Must Name Co-Conspirators In Nomura RMBS Case
- Kinder Morgan Canada Seeks IPO To Fund Pipeline Expansion
- Examining FINRA Plan To Liberalize Advertising Rules
- Let's Talk About Half-Hearted Innovation
- Congress Tells SEC To Rein Itself In With CHOICE Act 2.0
- MetLife Wants SIFI Appeal Paused Amid Trump Order
- Master Rejects UBS Bid To Ax Some US Bank Loan Claims
- Wells Fargo Ditches Restrictions Over 'Living Will' Issues
- A Closer Look At Financial CHOICE Act 2.0
- 5 Cos. Launch IPOs Surpassing $1.8B As Deals Accelerate
- Streaming Giant Netflix Looks To Raise $1.1B In Debt
- Tilton's ALJ Fight 'Misses The Mark,' SEC Tells High Court
- High Court Won't Hear Microcap Dealer's FINRA Challenge
- British Taxpayers Recoup $26B Spent On Lloyds Bailout
- High Court Won't Review Chesapeake's $438M Bond Bill
- Dentons Real Estate Chair Sees Care, Creativity From Lenders
- Counsel To Counsel: Insights From Law Firm GCs
- Select Energy Services Raises $122M In Below-Range IPO
- Top Securities Plaintiffs' Firms Brought In $7.23B In 2016
- 9 Firms Ready To Steer IPOs Topping $1.2B As Deals Surge
- Jones Day Adds Ex-Bracewell Capital Markets Atty In Houston
- Baker McKenzie Leads Cruise Port Operator In $250M LSE IPO
- CFTC's 'Hail Mary' Contempt Bid Warrants Sanction, CEO Says
- Couple Must Repay $27M In EB-5 Cancer Center Fraud Scam
- SEC Enforcement Actions Data Show Priorities Shift
- Trump Orders Review Of 2 Key Dodd-Frank Powers
- Gray Matters: The Attorney-Client Team
- EU Ends Biofuel Price-Fix Case As Benchmark Probe Goes On
- SEC Issues Fewer IPO Comments As Process Streamlines
- Investors Rip Wells Fargo Doc Request In $1.2B MBS Suit
- Deutsche To Pay Fed $157M For Forex, Volcker Violations
- Justices Skeptical Of SEC Disgorgement Without Time Limits
- Chicago Trader Admits To Conning Investors Out Of $1.6M
- Counsel To Counsel: Mama Said There'll Be Days Like This
- Litigation Finance, Big Data And The Limits Of AI
- Fed's New Regulatory Chief Wants To Streamline Rules
- High Speed Trader Virtu Expands Reach With $1.4B KCG Buy
- Textualism Takes Center Stage In CalPERS V. ANZ Securities
- Estate's Stock Swap Delay Saw No Capital Gains, Judge Says
- CFTC Sues Bankrupt Calif. 'Hedge Fund' That Took $1.7M
- Bunge Agrees To Turn Over Trading Info In Kraft Wheat Row
- Commerzbank Says BNY Mellon Rightly Can't Nix RMBS Row
- GOP Rep. Reveals Updated Version Of Dodd-Frank Rewrite
- UK Biotech, Chinese Manufacturer Prime IPOs Totaling $82M
- Deals Rumor Mill: Aramco, SCA, Polyus Gold
- Disarming Puerto Rico's Pension Time Bomb
- Committee Urges SEC To Stimulate Declining US IPO Market
- Counsel To Counsel: A Law Firm GC's Data Protection Duties
- Justices Mull Definition Of SEC's Disgorgement
- PE-Backed Blank Check Co. TPG Pace Energy Files $600M IPO
- Litvak Can't Get Conviction Thrown Out, Will Be Sentenced
- 14 States Ask DC Court To Uphold Trump's 2-For-1 Order
- Allied Properties REIT Readies CA$200M Notes Offering
- Citigroup, JPMorgan Win Bid To Trim Euribor Antitrust Claims
- Sibanye To Tap Debt, Equity Markets For $2.2B Stillwater Buy
- Dutch Construction Giant VolkerWessels Plans IPO
- Trader Brings ALJ Challenge To 2nd Circ. In Likely First
- Counsel To Counsel: Evaluating Positional Conflicts
- Justices Weigh Definition Of 'Action' In Securities Cases
- SEC Disgorgement Could Face Tough Crowd At High Court
- Assistant Trader, CFTC Reach Settlement Over False Reports
- 7 Cos. Launch IPOs Totaling $967M As Momentum Builds
- Counsel To Counsel: 5 Challenges For A Law Firm GC
- Feds Say Litvak's Brag Of 'Victory' Shows 2 Years Not Enough
- Milbank Steers Purchasers Of $320M Mexican High-Yield Bond
- China Regulator Presses Exchanges To Maintain Market Order
- PE-Backed Trade Show Operator Primes $295M IPO
- Gorsuch Could Take Strict View Of Securities Law Time Limit
- Public Finance Vet Brings 5-Person Team To Katten Muchin
- Groups Push Senate On Broad Financial Regulatory Changes
- HK Watchdog Fines Investment Firm For AML Breaches
- Adviser Urges 10th Circ. To Allow Fight Over SEC Courts
- Lawyers In Flow: Get Out Of Your Head And Into Your Case
- Spotify's Direct Listing Consideration Invites Risk
- Ex-Nomura MBS Traders Split On Bringing Up Internal Review
- Royal Park's $3.7B RMBS Cases Tossed Over Standing Flub
- CalPERS Slams 'Rhetoric' In Class Timing Row At High Court
- Blackstone-Backed Energy Co. Files For $100M IPO
- 4 Companies Price IPOs Totaling $668M To Cap Busy Week
- FINRA Opens Door To Reforms Of Capital-Raising Rules
- Adviser Bashes SEC's 'Tortured' Disgorgement Arguments
- Brazilian Retailer Netshoes Raises $148.5M In US IPO
- Farmers Co-Op Loses Bid To Ax $1.7M MF Global Trades Suit
- 2nd Circ. Affirms $542M Triaxx CDO Default Sale
- Oil Field Co. Extends Energy Market Flood With $175M IPO
- Peabody Energy Unveils 32M-Share Secondary Offering
- NuStar Enters Midland Basin With $1.48B Pipeline Co. Buy
- A Law Firm Ranking Model By 'Fake News & Distorted Reports'
- SEC Signals No Patience For Fake News On Stocks
- Real Estate Rumors: JEMB, Realty Income, Chris Carlos
- Credit Suisse Again Ducks Suit Over $1B Lost To Bunk RMBS
- Natural Gas Co., Biotech Firm File IPOs Totaling $586M
- Altice USA Files For IPO, Led By Shearman & Sterling
- Brazilian Airline Azul Raises $571M In Upsized IPO
- Vantage Energy Blank Check Co. Prices $480M IPO
- Ex-Jefferies Trader Litvak Hopes To Avoid Prison For Fraud
- Investors Seek To Combine FXCM Suits Over Market Maker
- Kraft Demands Food Co.'s Trading Info In Wheat Futures Row
- FINRA's Judges To Review Other Penalties, Harm To Elderly
- Citi Moves To Shut Down Remaining RMBS Trustee Claims
- Brokers Seek Early Showdown With SEC On 'Layering'
- Judge Prods Euribor Class Action Parties On Discovery
- 5 Cos. Expand IPO Pipeline With New Filings Exceeding $400M
- SEC Cracks Down On Bogus News Articles Promoting Stocks
- SEC's ALJ Stance 'Blinks Reality,' Adviser Tells DC Circ.
- China Securities Watchdog Vows To Fight Fraud, Stinginess
- Brazilian Regulator Revokes Suspension Of Airline's IPO
- Apollo Cuts Hostess Stake With Public Offering
- Judge Casts Doubt On Barclays Defense In $31B RMBS Suit
- 5 Firms To Steer IPOs Totaling $782M As Deals Gather Steam
- Court Orders $1.7M Disgorgement For Binary Options Scheme
- Chesapeake Tells Justices It's Not Liable For $439M Bond Bill
- Shearman & Sterling Welcomes Back Ex-SEC Chief Of Staff
- House Dems Push Latest Bill To Fight Currency Manipulation
- NY Fed President Outlines Potential Regulatory Tweaks
- Paul Hastings Nabs Investment Mgmt. Pro From Paul Weiss
- Tech 'Unicorn' Okta Nets $187M After Pricing IPO Atop Range
- Fed Taps Powell To Take Over Regulations
- FXCM Hid Relationship With Market Maker, Investors Say
- Electra PE Sheds Remaining Stake In Hollywood Bowl
- Has The Law Of Manipulation Lost Its Moorings?
- Deals Rumor Mill: Spotify, Lyft, Maersk Line
- Warren, McCain Reintroduce Modern Glass-Steagall Act
- JOBS Act Shows Mixed Progress At 5-Year Mark
- Underwriters Tell High Court CalPERS Filed Suit Too Late
- Disgorgement Not Punitive, SEC Tells Supreme Court
- Feds Say They've Given Ex-Nomura Traders All They Need
- Trucking Co. Raises $550M, Online Lender Slashes IPO Price
- House Committee Heads Push Trump On China Trade
- Budget Tools Offer Slim Hope To Undoing Dodd-Frank
- House Passes Bill Upping Angel Fund Disclosure Exemptions
- Wells Fargo Won't Cash Out Virtual Currency, Suit Says
- Deals Rumor Mill: GE, WaveDivision, Origin Energy
- Sens. Introduce Bill To Help Finance Carbon Capture
- RioCan REIT Readies $224M Notes Offering
- Unilever Eyes Unit Sale, Buybacks After $143B Buyout Snub
- ABA Needs A New Model Legal Ethics Rule
- What Does Lateral Partner Success Look Like?
- Ex-Barclays Traders Acquitted In Libor Rigging Retrial
- Judge Kills Suit Seeking $213M On 140-Year-Old Guano Notes
- SEC Committee Still Uncertain On Key Trading Rule
- Morgan Stanley Rips Notice Claims In $2.5B RMBS Fight
- Michael Best Nabs Transactional Attorney In Milwaukee
- FBR Investors Sue Over $160M B. Riley Merger
- Are Lateral Recruitment Opportunities Shaping Your Strategy?
- BNY Asks Judge To Rethink German Law In $1B RMBS Case
- Hedge Funds Beat AIG, Others In $500M BofA Payout Fight
- Early Backers Of McAfee's Tech Investing Biz Sue For $47M
- Hess Midstream MLP Raises $340M In Upsized IPO
- Cenovus Sells $2.9B Debt To Help Fund ConocoPhillips Deal
- IPO Boom Offers Opportunities For Small Companies
- Fed's Departing Rules Chief Outlines Dodd-Frank Reform Path
- Peabody Energy Exits Ch. 11, Begins Trading Stock Again
- SEC's FCPA Chief Stepping Down Within The Month
- Richmond Fed Prez Resigns, Ending Leak Investigation
- Lateral Partner Hiring: Time To Look In The Mirror
- Insurer To Appeal Credit Suisse's Partial Win In RMBS Suit
- KKR-Backed REIT, British Biotech Join Growing IPO Pipeline
- Atty Gets SEC's $9.6M EB-5 Fraud Accusations Thrown Out
- Why The Fairness In Class Action Litigation Act Is Unjust
- Real Estate Rumors: FreshDirect, CK Holding, Capital One
- E-Trade Avoids Class Action Over Trade Venue Selections
- SEC Lifts Revenue Cap For 'Emerging Growth Cos.' To $1.07B
- Investors Push For FINRA Arbitration In Battle With Jefferies
- Forex Trader Gets Broker To Admit Arbitration Demand Invalid
- Senate Committee Advances Clayton For SEC Chair
- Uncertainty Remains For SEC Administrative Suits
- Cardtronics Prices $300M Bond Offer To Fund DirectCash Buy
- BlackRock, Others Back $2B Deal With Lehman Estate
- PE-Backed Met Coal Co. Leads 3 IPO Launches Totaling $530M
- Don't Overturn Longtime ALJ Practice, SEC Urges DC Circ.
- 6 Cos. Expand Growing IPO Pipeline With New Filings
- Deals Rumor Mill: Panera Bread, Psagot, Grab
- Cowen Group To Expand Reach With $116M Convergex Buy
- Enzymotec Settles IPO Stock-Drop Suit For $6.5M
- Tibet Pharmaceuticals Exec Escapes Class Action Over IPO
- How Europe Is Regulating Capital Markets As Brexit Looms