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Expert Analysis

Examining FINRA Plan To Liberalize Advertising Rules

By Matthew Silver, Drinker Biddle & Reath LLP (April 25, 2017, 10:33 AM EDT) -- Current Financial Industry Regulatory Authority rules restrict registered broker-dealers from including certain types of performance projection market materials for funds and other securities they sell. FINRA has recently proposed, however, to liberalize these restrictions. ...

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