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SEC Expands Dealer Rule To Proprietary Traders, Private Funds

By Jessica Corso (February 6, 2024, 4:38 PM EST) -- A divided U.S. Securities and Exchange Commission passed a pair of rules Tuesday that now include proprietary trading firms and some hedge funds in its definition of securities dealers, expanding the agency's oversight authority that one dissenting commissioner called "another salvo in the commission's war on private funds."...

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