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Expert Analysis

Be Careful What You Share With Your Local Regulator

By Nick Morgan, John Nowak and Thomas Zaccaro (July 28, 2017, 11:56 AM EDT) -- While there may be uncertainty as to the direction of the U.S. Securities and Exchange Commission's Enforcement Division under the new administration, the commission remains steadfast in its continued promotion and support of its whistleblower program. In a novel move, the SEC recently announced that it was awarding $2.5 million to an employee of a government agency for providing a "tip [that] helped launch an SEC investigation and [for] continued assistance [that] enabled the SEC to address a company's misconduct."[1]...

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