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Billitteri et al v. Securities America, Inc. et al
Case Number:
3:09-cv-01568
Court:
Nature of Suit:
Multi Party Litigation:
Class Action
Judge:
Firms
- Baker Botts
- Dorsey & Whitney
- Dykema Gossett
- Erez Law
- Eversheds Sutherland
- Fishman Haygood
- Fleming Nolen
- Girard Sharp
- Gusrae Kaplan
- Koehler Fitzgerald
- Kohrman Jackson
- LewinsLaw
- Lynn Pinker
- McGuireWoods
- McKool Smith
- Page Perry
- Passman & Jones
- Rochelle McCullough
- Sonn & Erez
- Susman Godfrey
- Wilson Elser
- Zwerling Schachter
Companies
- Ameriprise Financial Inc.
- Financial Industry Regulatory Authority Inc.
- NEXT Financial Group
- North American Securities Administrators Association
- Securities America Inc.
Sectors & Industries:
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November 07, 2011
Broker Will Pay $5M To Settle Ponzi Investment Claims
Next Financial Group Inc. agreed on Friday to pay $5.4 million to settle an investor class action claiming the broker-dealer promoted energy investments sponsored by a company accused of running a $485 million Ponzi scheme.
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April 19, 2011
Securities America Settles 3 Class Actions For $150M
One month after a $21 million settlement was rejected, investors suing Securities America Inc. asked a Texas federal court to approve a $150 million deal that would end three putative class actions and more than 270 arbitration proceedings against the broker-dealer.
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April 07, 2011
Judge Denies Investors' Subpoena Of FINRA Atty
Investors with claims connected to Securities America Inc.'s alleged securities fraud will not be able to subpoena a Financial Industry Regulatory Authority enforcement lawyer in their bid to enrich a class action settlement, a Texas federal judge ruled Thursday.
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March 15, 2011
Regulators Fight Injunction In Securities America Suit
A nonprofit representing state securities regulators asked a Texas federal judge Monday to reject a preliminary injunction that would halt its investigations into Securities America Inc., opposing part of the broker-dealer's $21 million settlement of three proposed class actions.
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March 01, 2011
Investors In Ameriprise Unit Seek To Block $21M Deal
Investors arbitrating claims over losses from notes sold by an Ameriprise Financial Inc. unit sought to intervene in related litigation Monday, telling a Texas federal judge that a proposed $21 million class action settlement would unlawfully deny them arbitration rights.
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February 18, 2011
Broker-Dealer To Pay $21M To End Offering Actions
Embattled broker-dealer Securities America Inc. has agreed to pay roughly $21 million to settle three putative class actions alleging the company made false statements in connection with the sale of billions of dollars of ruinous securities offerings.