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March 3, 2008

Securities and Exchange Commission v. Enterprise Trust Company et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


  1. March 4, 2008

    SEC Sues Brokerage Over $50M In Fraudulent Trades

    An investment company that lured the customers of a rival brokerage to transfer $49 million in mutual funds to its control has incurred the wrath of regulators, who have accused the firm of violating federal securities laws.


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