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October 25, 2010

Securities and Exchange Commission v. Southridge Capital Management, LLC et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. August 14, 2017

    Hedge Fund Manager, 2 Firms Must Pay SEC Nearly $13M

    A Connecticut hedge fund manager and two of his investment advisory firms have been ordered to pay nearly $13 million after they were found liable for allegedly misappropriating investor funds, the U.S. Securities and Exchange Commission said in a statement Friday.

1 other articles on this case. View all »

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