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December 06, 2010
Track this case
1:10-cv-09141
New York Southern
Other Statutory Actions
Richard J. Holwell
Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.Additional or older documents may be available in Pacer.
A lawyer barred by the U.S. Securities and Exchange Commission from practicing before the agency claims the SEC overstepped its authority by launching a misconduct investigation that fell under the purview of state regulators.
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