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December 06, 2010

Altman v. United States Securities and Exchange Commission et al

Track this case

Case Number:

1:10-cv-09141

Court:

New York Southern

Nature of Suit:

Other Statutory Actions

Judge:

Richard J. Holwell

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. December 08, 2010

    Atty Calls SEC Ethics Actions Too Severe, Unfair

    A lawyer barred by the U.S. Securities and Exchange Commission from practicing before the agency claims the SEC overstepped its authority by launching a misconduct investigation that fell under the purview of state regulators.

Parties

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