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May 04, 2011
SECURITIES AND EXCHANGE COMMISSION v. UBS FINANCIAL SERVICES INC.
Case Number:
2:11-cv-02539
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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May 04, 2011
UBS To Pay $160M In Muni Bond Settlement
Swiss investment bank UBS AG agreed Wednesday to pay federal and state regulators $160 million to settle allegations of bid-rigging on the part of former employees in its municipal reinvestment and derivatives group.
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