June 30, 2011

Securities and Exchange Commission v. Klein et al

Track this case

Case Number:

0:11-cv-61457

Court:

Florida Southern

Nature of Suit:

Securities/Commodities

Judge:

William P. Dimitrouleas

Firms

Government Agencies

View recent docket activity


Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. September 06, 2011

    KCM CEO Settles SEC Stock Fraud Case

    The CEO of microcap company KCM Holdings Corp. on Tuesday agreed to settle a U.S. Securities and Exchange Commission suit accusing him of paying kickbacks to institutional stock buyers, following up on an earlier guilty plea to related criminal charges brought by Florida federal prosecutors.


Parties

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