Try our Advanced Search for more refined results

June 30, 2011

Securities and Exchange Commission v. Klein et al

Track this case

Case Number:

0:11-cv-61457

Court:

Florida Southern

Nature of Suit:

Securities/Commodities

Judge:

William P. Dimitrouleas

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. September 06, 2011

    KCM CEO Settles SEC Stock Fraud Case

    The CEO of microcap company KCM Holdings Corp. on Tuesday agreed to settle a U.S. Securities and Exchange Commission suit accusing him of paying kickbacks to institutional stock buyers, following up on an earlier guilty plea to related criminal charges brought by Florida federal prosecutors.

Parties

Stay ahead of the curve

In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.


  • Direct access to case information and documents.
  • All significant new filings across U.S. federal district courts, updated hourly on business days.
  • Full-text searches on all patent complaints in federal courts.
  • No-fee downloads of the complaints and so much more!

TRY LAW360 FREE FOR SEVEN DAYS

View the parties now

Already a subscriber? Click here to login

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!