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November 18, 2011
Securities & Exchange Commission v. Rooney et al
Case Number:
1:11-cv-08264
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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July 14, 2014
SEC Wins Civil Penalties Against Hedge Fund Manager
An Illinois federal judge on Monday granted the U.S. Securities and Exchange Commission's request for $1.5 million in fines against a hedge fund manager accused of funneling $3.6 million to his troubled company but stopped just short of taking that company away from him.
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