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December 22, 2011

PUBLIC INVESTORS ARBITRATION BAR ASSOCIATION v. UNITED STATES SECURITIES AND EXCHANGE COMMISSION

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Case Number:

1:11-cv-02285

Court:

District Of Columbia

Nature of Suit:

Freedom of Information Act

Judge:

Beryl A. Howell

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. March 14, 2013

    Investor Attys Can't Access SEC's Audits Of FINRA

    A Washington federal judge Thursday shielded the U.S. Securities and Exchange Commission from a Freedom of Information Act suit brought by investors' attorneys, saying a nongovernmental regulator's records can remain under wraps because Congress appears to have inadvertently allowed for sweeping confidentiality.

Parties

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