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March 13, 2012
SECURITIES AND EXCHANGE COMMISSION v. MCGEE et al
Case Number:
2:12-cv-01296
Court:
Nature of Suit:
Other Statutes: Securities/Commodities
Judge:
Firms
Government Agencies
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
Coverage
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April 29, 2015
SEC Reaches Deal With Ex-Ameriprise Adviser Ahead Of Trial
The U.S. Securities and Exchange Commission on Monday finalized separate deals with a former colleague of an Ameriprise Financial Services Inc. adviser convicted for insider trading, as well as his wife, just days before their trial over allegedly using confidential information to buy stock in an insurance company was set to begin.
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