May 17, 2012

Securities and Exchange Commission v. Spangler et al

Track this case

Case Number:

2:12-cv-00856

Court:

Washington Western

Nature of Suit:

Securities/Commodities

Judge:

Ricardo S Martinez

Government Agencies

View recent docket activity


Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. May 17, 2012

    Financial Adviser Charged With $46M 'Risky' Startup Scheme

    A Seattle financial adviser has been charged with an alleged scheme to funnel $46 million from accounts he managed into two "risky" startups in which he had ownership stakes, the U.S. Department of Justice said Thursday.


Parties

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