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September 26, 2013

SECURITIES AND EXCHANGE COMMISSION v. CHAPMAN et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. September 26, 2013

    SEC Accuses Lender Of Fraudulent Stock-Based Loan Scheme

    The U.S. Securities and Exchange Commission on Thursday accused Alexander Capital Markets LLC and its founder William Dean Chapman Jr. of inducing borrowers to pledge stock as collateral for loans based on false promises that they would return the shares on repayment of the loans.

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