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October 28, 2013
Securities And Exchange Commission v. Rosenberg
Case Number:
1:13-cv-03559
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View recent docket activity
Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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October 29, 2013
SEC, Analyst OK Deal In Alleged Carter's Insider Trading Plot
A retired stock market analyst has settled claims that he traded shares of Carter's Inc. based on inside tips from a former executive at the children's clothing firm who previously pled guilty in the alleged scheme, the U.S. Securities and Exchange Commission said Tuesday.
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