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March 18, 2014
Chau et al v. Securities and Exchange Commisison
Case Number:
1:14-cv-01903
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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December 11, 2014
Judge OK's SEC Admin Case Against 'Big Short' Manager
The U.S. Securities and Exchange Commission didn't violate the constitutional rights of Wing Chau, an investment manager featured in Michael Lewis' book "The Big Short," by hitting him with an administrative proceeding rather than a federal court suit for allegedly duping investors in a $1.5 billion security, a judge ruled Thursday.
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