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Securities and Exchange Commission v. The Committee on Ways and Means of the U.S. House of Representatives and Brian Sutter

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Case overview

Case Number:

1:14-mc-00193

Court:

New York Southern

Nature of Suit:

Judge:

Part One

Firms

Government Agencies

  1. January 19, 2017

    House, SEC End Health Care Insider Trading Subpoena Row

    The House Ways and Means Committee and the U.S. Securities and Exchange Commission have officially ended their battle over the latter's bid to subpoena an erstwhile committee staffer in a health care insider trading probe, just two months after the committee dropped its appeal.

  2. December 07, 2015

    House Panel Evades SEC Subpoena For Now In Leak Dispute

    A New York federal judge refused Monday to force the U.S. House Ways and Means Committee to hand the U.S. Securities and Exchange Commission information about a leak that may have led to insider trading, pausing the case until an appeals court rules on a challenge to the regulator's subpoena.

  3. November 25, 2015

    House Panel, Ex-Aide Take SEC Subpoena Fight To 2nd Circ.

    The U.S. House of Representatives Ways and Means Committee and a former staffer on Wednesday told a New York federal judge they shouldn't have to respond to a U.S. Securities and Exchange Commission subpoena request in a health care insider-trading probe before appealing its imposition.

  4. November 16, 2015

    House Panel Can't Nix SEC Subpoena In Insider Trading Probe

    A New York federal judge ordered the U.S. House of Representatives Ways and Means Committee and a former staffer on Friday to respond to an SEC subpoena request within 10 days in a health care insider-trading probe, but did call the request "overbroad."

  5. October 05, 2015

    SEC Points To Menendez Decision In House Subpoena Fight

    The U.S. Securities and Exchange Commission told a New York federal judge Monday that a decision ordering U.S. Sen. Robert Menendez to face most of a criminal corruption case shows the agency can question a former House Ways and Means Committee aide in a health care insider-trading probe.

  6. May 18, 2015

    House Panel Says DC Circ. Is On Its Side In SEC Fight

    The House Ways and Means Committee told a New York federal judge on Monday that a recent D.C. Circuit ruling supports its view that the U.S. Securities and Exchange Commission cannot question a former aide in a health care insider-trading probe.

  7. January 02, 2015

    House Panel Fires Back At SEC Over Subpoena Demand

    The U.S. House of Representatives has continued to fight the U.S. Securities and Exchange Commission's subpoena of a former aide in a health care insider trading probe, arguing the aide's recent resignation does not mean he is no longer exempt from deposition.

  8. December 23, 2014

    SEC Pushes For House Aide's Testimony After Resignation

    The U.S. Securities and Exchange Commission on Tuesday renewed its request to force a U.S. House of Representatives aide to testify as part of a health care insider trading investigation, one week after the aide voluntarily resigned.

  9. July 27, 2014

    House Panel Won't Budge In Face Of SEC Subpoena

    A U.S. House of Representatives committee in New York federal court Friday stood its ground against a U.S. Securities and Exchange Commission subpoena for documents in connection with a health care insider trading probe, calling it a "fool's errand" with no legal backing.

  10. July 17, 2014

    SEC Says Humana Trading Probe Involves 44 Funds, Entities

    The U.S. Securities and Exchange Commission unveiled Wednesday that it believes 44 investment funds may be involved in a suspected health care insider trading scandal, urging a New York federal court to force the U.S. House of Representatives to turn over documents on an information leak that could have led to the scheme.

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