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July 23, 2014

Securities and Exchange Commission v. International Stock Transfer, Inc. et al

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Case Number:

2:14-cv-04435

Court:

New York Eastern

Nature of Suit:

Securities/Commodities

Judge:

Arthur D. Spatt

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. July 25, 2014

    SEC Settles Suit Over $3.3M Stock Counterfeiting Scheme

    A Florida stock-transfer agent has settled SEC charges and pled guilty to federal criminal charges in connection with allegations he stole $3.3 million from investors by selling counterfeit stock certificates via cold calls, according to court documents.

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