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October 1, 2014

Stilwell et al v. Securities and Exchange Commission

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Case Number:



New York Southern

Nature of Suit:

Civil Rights: Other


Katherine B. Forrest


Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


  1. October 15, 2014

    Tight-Lipped SEC Says Challenge To Its ALJs May Not Be Ripe

    Lawyers for the U.S. Securities and Exchange Commission told a Manhattan federal judge Wednesday that activist investor Joseph Stilwell's constitutional challenge to agency administrative law judges faces a number of defenses, including the potential assertion that the suit can't move unless the SEC brings charges.


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