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November 17, 2014
Securities and Exchange Commission v. Thompson et al
Case Number:
1:14-cv-09126
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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March 14, 2019
Stock Promoter Calls SEC's $2.4M Ask In Fraud Suit Too Much
A former stock promoter urged a New York federal judge Wednesday not to award a partial win to the U.S. Securities and Exchange Commission in its fraud suit against him, arguing that the agency is seeking far more relief than it is entitled to.
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