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March 27, 2015

Securities and Exchange Commission v. Macquarie Capital (USA), Inc. et al

Track this case

Case Number:

1:15-cv-02304

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Denise L. Cote

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. July 06, 2015

    SEC Gives Macquarie Waiver From DQ Over Puda Coal IPO

    The U.S. Securities and Exchange Commission granted Macquarie Capital USA Inc. a full waiver from disqualification from private securities transactions Monday following the company's agreement to pay $15 million to settle claims over its allegedly botched underwriting of a Chinese coal company's stock offering.

2 other articles on this case. View all »

Parties

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