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Louis Lim v. Charles Schwab & Co., Inc.
Case Number:
3:15-cv-02074
Court:
Nature of Suit:
Multi Party Litigation:
Class Action
Judge:
Firms
Companies
Sectors & Industries:
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January 05, 2018
9th Circ. Upholds Toss Of Schwab Class Suit Citing SLUSA
A Ninth Circuit panel has upheld a ruling by a California federal judge last year dismissing two putative class action suits alleging retail broker Charles Schwab violated its duty to customers by sending certain securities orders to UBS Securities rather than seek the best possible venue for their trades, affirming the lower court lacked subject matter jurisdiction.
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January 07, 2016
Schwab Routing Order Class Actions Tossed, Allowing Appeal
A California federal judge on Wednesday finalized the dismissal of class actions alleging Charles Schwab violated its duty to customers by sending certain securities orders to UBS Securities rather than seek the best possible venue for their trades, a ruling the customers had sought in order to appeal the earlier dismissal to the Ninth Circuit.
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May 08, 2015
Schwab Hit With Class Action For Routing Orders To UBS
Charles Schwab & Co LLC on Friday was hit with a putative class action in California accusing the discount brokerage of violating its duty to customers by routing the vast majority of certain orders to UBS Securities LLC, rather than seek the best possible venue for their trades as required.