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May 11, 2015

Securities and Exchange Commission v. Novinger et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

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  1. May 11, 2015

    SEC Sues Dallas Radio Hosts Over Securities Sales

    The U.S. Securities and Exchange Commission sued the hosts of "The Retirement Experts Radio Show" in Texas federal court Monday for allegedly fraudulently offering and selling life settlement interests by telling investors they were "licensed financial consultants" when in fact they had little to no expertise in the industry.

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