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June 24, 2015
Fleming v. The Charles Schwab Corporation et al
Case Number:
3:15-cv-02945
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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January 05, 2018
9th Circ. Upholds Toss Of Schwab Class Suit Citing SLUSA
A Ninth Circuit panel has upheld a ruling by a California federal judge last year dismissing two putative class action suits alleging retail broker Charles Schwab violated its duty to customers by sending certain securities orders to UBS Securities rather than seek the best possible venue for their trades, affirming the lower court lacked subject matter jurisdiction.
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